Oversight Controls

Software Tour

Document the Ongoing Oversight Your Regulators Require

FFIEC guidance and OCC third-party risk frameworks expect financial institutions to maintain active oversight of their vendors — not just at onboarding, but throughout the relationship. VendorRisk lets you create, assign, and track oversight controls tied to each vendor, building the documented evidence your examiners will ask for.

Create Oversight Controls per Vendor

Log oversight items that apply to each vendor — from site visits to attestations and audits.

Assign Each Control to an Owner

Make sure every oversight item has a name behind it — for follow-up and accountability.

Create Up to 20 Custom Fields

Track exactly what matters — from review frequency to compliance mapping and control type.

Run & Save Oversight Reports

Filter by owner, control type, or status — and build reusable reports for audits and reviews.

Log Outcomes and Attach Evidence

Document what was found and upload relevant files — from test results to screenshots.

Enable Status Tracking

Move controls through custom stages like 'Planned,' 'In Progress,' or 'Verified.'

Map Controls to Compliance Frameworks

Tag controls with the frameworks your regulators reference — FFIEC, OCC, FDIC, ISO, SOC, NIST, GLBA — and build documented alignment from the ground up.

Set Control Effectiveness Ratings

Score how well each control is working — and flag those that need attention.

Export Oversight Logs

Download oversight data by vendor or category — for board updates or internal reviews.

Pin Oversight to Dashboards

Add oversight summaries to KPI Boards — so your team sees where things stand in real time.



Build Oversight That Stands Up to Examination

Document controls, assign ownership, map to compliance frameworks, and prove your oversight program is working.

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